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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $870 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,932 | $103,038-71.0% | $90,324-66.9% | $152,909-80.4% |
| Participation rate | 100.0% | 75.9%+24.1pp | 73.3%+26.7pp | 82.5%+17.5pp |
| Annual return | 24.40% | 95.25%-70.8pp | 78.15%-53.7pp | 345.46%-321.1pp |
| Employer contribution / active EE | $4,183 | $3,141+33.2% | $2,856+46.5% | $4,764-12.2% |
| Participant deferral / active EE | $4,538 | $4,282+6.0% | $3,885+16.8% | $5,851-22.4% |
| Admin fee / account holder | $32 | $6,177-99.5% | $5,356-99.4% | $11,601-99.7% |