Retirement plan

STRAUB DISTRIBUTING COMPANY, LTD. PROFIT-SHARING PLAN

Name: STRAUB DISTRIBUTING COMPANY, LTD. - STRAUB DISTRIBUTING COMPANY, LTD. PROFIT-SHARING PLAN (2016) Form 5500
Creator: STRAUB DISTRIBUTING COMPANY, LTD.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STRAUB DISTRIBUTING COMPANY, LTD. PROFIT-SHARING PLAN, STRAUB DISTRIBUTING COMPANY, LTD.

STRAUB DISTRIBUTING COMPANY, LTD.EIN 95-3806055Plan #002PY 2016

4633 EAST LA PALMA AVENUE - ANAHEIM, CA 92807714-779-4000straubdistributing.comLinkedIn201-500 employeeswine and spirits

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$24.7M

+3.2% from 2015

Total participants

308

-4.3% from 2015

Average account balance

$102,375

+18.6% from 2015

Annual return

5.77%

+3.51 pp from 2015

Benchmarks

See 1,219 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants250-999

Cohort1,219 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.94M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$99K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

292

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

87.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$865K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.17%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$95

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
WHITE NELSON DIEHL EVANS LLP1 year Filed as: WHITE NELSON DIEHL EVANS Service code 10 · EIN 33-0686301	Accounting	$9,500
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524	Advisory (Plan)	$6,146
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Service code 37 · EIN 04-2647786	Loan Processing	$4,888

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$21K

$82 / participant

Investment mgmt$6K29.3%
Other / not subdivided$15K70.7%

% of EOY assets

0.085%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WHITE NELSON DIEHL EVANS
Auditor EIN: 330686301
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$102,375

$107,378-4.7%

$108,582-5.7%

$57,658+77.6%

Participation rate

73.8%

77.1%-3.3pp

79.6%-5.7pp

70.2%+3.6pp

Annual return

5.77%

12.80%-7.0pp

-51.70%+57.5pp

5.13%+0.6pp

Employer contribution / active EE

$1,844

$1,782+3.5%

$3,758-50.9%

$1,974-6.6%

Participant deferral / active EE

$2,350

$3,221-27.0%

$4,311-45.5%

$3,061-23.2%

Admin fee / account holder

$87

$108-19.8%

$7,645-98.9%

$95-7.9%

Provider

Service type

Compensation

WHITE NELSON DIEHL EVANS LLP1 year

Filed as: WHITE NELSON DIEHL EVANS

Service code 10 · EIN 33-0686301

Accounting

$9,500

STRATEGIC ADVISORS, INC.1 year

Service code 27 · EIN 04-2654524

Advisory (Plan)

$6,146

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Service code 37 · EIN 04-2647786

Loan Processing

$4,888

STRAUB DISTRIBUTING COMPANY, LTD. PROFIT-SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STRAUB DISTRIBUTING COMPANY, LTD. PROFIT-SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion