Filed November 1, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $79,485 |
SAGEVIEW ADVISORY GROUP, LLC5+ years Service code 16 · EIN 33-0818667 | Consulting | $34,113 |
SWENSON CORPORATION5+ years Filed as: SWENSON ACCOUNTANCY CORPORATION Service code 10 · EIN 33-0305865 | Accounting | $8,200 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,465 | $47,456-23.2% | $172,739-78.9% | $77,787-53.1% |
| Participation rate | 72.7% | 66.3%+6.4pp | 82.6%-10.0pp | 73.2%-0.6pp |
| Annual return | 22.33% | 35.57%-13.2pp | 802.84%-780.5pp | 32.57%-10.2pp |
| Employer contribution / active EE | $408 | $1,574-74.1% | $5,143-92.1% | $2,504-83.7% |
| Participant deferral / active EE | $3,215 | $2,560+25.6% | $5,198-38.1% | $3,967-19.0% |
| Admin fee / account holder | $138 | $81+70.2% | $13,954-99.0% | $100+37.5% |