Filed December 7, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $755,259 |
SEVEN SIMPLE MACHINES1+ years Service code 16 · EIN 20-4028622 | Consulting | $150,000 |
WORKDAY, INC.1+ years Service code 16 · EIN 20-2480422 | Consulting | $90,827 |
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $75,069 |
MERCER1+ years Filed as: PAVILION ADVISORY GROUP Service code 16 · EIN 04-3831795 | Consulting | $41,738 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $19,009 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,249 | $46,969+62.3% | $154,110-50.5% | $73,367+3.9% |
| Participation rate | 88.6% | 72.4%+16.2pp | 83.0%+5.5pp | 69.5%+19.1pp |
| Annual return | 14.20% | 821.68%-807.5pp | 735.22%-721.0pp | 173.45%-159.3pp |
| Employer contribution / active EE | $3,118 | $1,723+81.0% | $5,298-41.1% | $2,499+24.8% |
| Participant deferral / active EE | $4,740 | $3,162+49.9% | $5,081-6.7% | $4,033+17.5% |
| Admin fee / account holder | $48 | $47+3.3% | $13,412-99.6% | $68-29.6% |