Retirement plan

SANTA ANA TUSTIN PHYSICAL THERAPY, INC. 401(K) PROFIT SHARING PLAN

Name: SANTA ANA TUSTIN PHYSICAL THERAPY, INC. - SANTA ANA TUSTIN PHYSICAL THERAPY, INC. 401(K) PROFIT SHARING PLAN (2016) Form 5500
Creator: SANTA ANA TUSTIN PHYSICAL THERAPY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SANTA ANA TUSTIN PHYSICAL THERAPY, INC. 401(K) PROFIT SHARING PLAN, SANTA ANA TUSTIN PHYSICAL THERAPY, INC.

SANTA ANA TUSTIN PHYSICAL THERAPY, INC.EIN 95-3436794Plan #001PY 2016

1910 OLD TUSTIN AVENUE - SANTA ANA, CA 92705714-835-6638satpt.comLinkedIn1-10 employeesmedical practice

Prospect flagsHigh feesLow participation

How to read this page

Total assets (EOY)

$604K

+26.9% from 2015

Total participants

+12.5% from 2015

Average account balance

$100,644

+5.7% from 2015

Annual return

19.05%

+21.59 pp from 2015

Benchmarks

See 109,098 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort109,098 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$859K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$143K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

75.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$32K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.36%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1762

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$15K

$2135 / participant

Other / not subdivided$15K100.0%

% of EOY assets

2.474%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$100,644

$181,896-44.7%

$156,551-35.7%

$273,972-63.3%

Participation rate

57.1%

88.4%-31.2pp

84.0%-26.9pp

83.0%-25.9pp

Annual return

19.05%

30.74%-11.7pp

32.23%-13.2pp

41.46%-22.4pp

Employer contribution / active EE

$2,916

$6,248-53.3%

$5,501-47.0%

$4,869-40.1%

Participant deferral / active EE

$3,529

$5,550-36.4%

$4,871-27.6%

$5,287-33.3%

Admin fee / account holder

$2,490

$15,560-84.0%

$13,028-80.9%

$10,133-75.4%

SANTA ANA TUSTIN PHYSICAL THERAPY, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SANTA ANA TUSTIN PHYSICAL THERAPY, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion