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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $13,788 |
Filed as: SIGMA PLANNING CORPORATION Service code 99 · EIN 38-2472558 | Other Fees | $6,772 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,158 | $89,652-10.6% | $141,191-43.2% | $65,185+23.0% |
| Participation rate | 98.0% | 74.7%+23.3pp | 82.5%+15.5pp | 70.2%+27.8pp |
| Annual return | 20.65% | 32.79%-12.1pp | 71.41%-50.8pp | 29.38%-8.7pp |
| Employer contribution / active EE | $3,071 | $3,065+0.2% | $4,736-35.1% | $2,177+41.1% |
| Participant deferral / active EE | $6,194 | $5,691+8.8% | $6,710-7.7% | $3,514+76.3% |
| Admin fee / account holder | $303 | $569-46.8% | $10,264-97.1% | $847-64.3% |