Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NEW YORK LIFE SECURITIES Service code 49 · EIN 27-0145686 | Other Services | $9,665 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $2,544 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,516 | $66,124-58.4% | $90,404-69.6% | $73,488-62.6% |
| Participation rate | 87.8% | 69.7%+18.1pp | 72.7%+15.1pp | 70.7%+17.1pp |
| Annual return | 16.36% | 17.65%-1.3pp | 1293.02%-1276.7pp | 28.51%-12.2pp |
| Employer contribution / active EE | $1,243 | $2,346-47.0% | $3,262-61.9% | $2,270-45.3% |
| Participant deferral / active EE | $2,734 | $3,039-10.0% | $3,963-31.0% | $3,740-26.9% |
| Admin fee / account holder | $14 | $396-96.4% | $5,611-99.7% | $513-97.2% |