Filings through .
Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NEW YORK LIFE SECURITIES Service code 49 · EIN 27-0145686 | Other Services | $16,635 |
PRINCIPAL FINANCIAL GROUP9 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $12,229 |
8 funds of $250K or more; 18 lines in all, holding $7.5M of the plan's $7.5M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Insurance contract Target-date, 11 vintagesRecordkeeper's own fund | $5.7M | 76.6% |
| Principal Life Insurance Company Principal Largecap S&P 500 Index R5 Fund Principal · Insurance contract IndexRecordkeeper's own fund | $702K | 9.4% |
| MFS Growth Fund R3 MFS (Sun Life) · Mutual fund Possible retail class R3 | $219K | 2.9% |
| Principal Life Insurance Company Principal MidCap S&P 400 Index R5 Fund Principal · Insurance contract IndexRecordkeeper's own fund | $126K | 1.7% |
| American Funds Service American Funds Growth Fund of Company Capital Group · Mutual fund Possible retail class R3 | $104K | 1.4% |
| Principal Life Insurance Company Principal SmallCap S&P 600 Index R5 Fund Principal · Insurance contract IndexRecordkeeper's own fund | $95K | 1.3% |
| MFS International Diversification Fund R3 MFS (Sun Life) · Mutual fund Possible retail class R3 | $93K | 1.2% |
| Principal Life Insurance Company Principal LargeCap Growth I R5 Fund Principal · Insurance contract Recordkeeper's own fund | $76K | 1.0% |
| NEW World Fund INC Class R-3 Capital Group · Mutual fund Possible retail class R3 | $57K | 0.8% |
| SmallCap Growth Fund I R-5 Principal · Insurance contract Recordkeeper's own fund | $53K | 0.7% |
Dropped 3 funds.
| Fund | Year-end value |
|---|---|
| DroppedLargeCap S&P 500 Index Fund R-5 | $716K |
| DroppedPrin Equity Income R5 Fund | $278K |
| DroppedMidCap S&P 400 Index Fund R-5 | $263K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.