Filed July 17, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE4+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $146,997 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMOND JAMES FIN SERV ADVISOR Service code 55 · EIN 59-2937883 IMPAC-TOWER 3FL · SAINT PETERSBURG, FL 33716 | Other Commissions | $79,744 |
EPIC RETIREMENT PLAN SERVICES4+ years Filed as: RETIREMENT PLAN CONSULTANTS Service code 13 · EIN 77-0586222 7647 N FRESNO ST, SUITE 102 · FRESNO, CA 93720 | Contract Administrator | $4,984 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,945 | $37,196-35.6% | $154,107-84.5% | $55,725-57.0% |
| Participation rate | 79.7% | 64.1%+15.6pp | 83.0%-3.4pp | 70.9%+8.8pp |
| Annual return | -7.07% | 1319.68%-1326.8pp | 735.12%-742.2pp | 244.93%-252.0pp |
| Employer contribution / active EE | $1,671 | $1,614+3.5% | $5,298-68.5% | $2,078-19.6% |
| Participant deferral / active EE | $1,512 | $2,068-26.9% | $5,081-70.2% | $3,356-54.9% |
| Admin fee / account holder | $347 | $102+242.0% | $13,411-97.4% | $115+201.6% |