Filed August 19, 2016
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC2+ years Filed as: NFP RETIREMENT Service code 27 120 VANTIS · ALISO VIEJO, CA 92656 | Advisory (Plan) | $61,284 |
ASCENSUS LLC2+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $23,641 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,221 | $60,165-13.2% | $74,184-29.6% | $55,167-5.3% |
| Participation rate | 75.1% | 74.2%+0.9pp | 76.6%-1.5pp | 69.0%+6.1pp |
| Annual return | 8.39% | 10.00%-1.6pp | 17.74%-9.3pp | 169.23%-160.8pp |
| Employer contribution / active EE | $903 | $1,600-43.6% | $2,370-61.9% | $1,963-54.0% |
| Participant deferral / active EE | $3,728 | $2,973+25.4% | $3,550+5.0% | $3,054+22.1% |
| Admin fee / account holder | $351 | $419-16.3% | $5,586-93.7% | $504-30.3% |