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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Shareholde... | $28,460 |
MERCER2 years Filed as: MERCER INVESTMENT MANAGEMENT INC. Service code 16 · EIN 30-0282430 | Consulting | $5,349 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,222 | $81,208-48.0% | $98,920-57.3% | $79,852-47.1% |
| Participation rate | 100.0% | 72.5%+27.5pp | 76.0%+24.0pp | 69.6%+30.4pp |
| Annual return | 13.27% | 60.99%-47.7pp | 196.47%-183.2pp | 31.72%-18.4pp |
| Employer contribution / active EE | $1,415 | $1,960-27.8% | $2,689-47.4% | $2,471-42.7% |
| Participant deferral / active EE | $3,385 | $3,265+3.7% | $4,245-20.3% | $3,740-9.5% |
| Admin fee / account holder | $203 | $6,013-96.6% | $6,643-96.9% | $5,306-96.2% |