Filed April 24, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Float reve... | $261,651 |
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 16 428 MCLAWS CIRCLE · WILLIAMSBURG, VA 23185 | Consulting | $140,000 |
Filed as: ALPHA OMEGA WEALTH MANAGEMENT Service code 16 · EIN 26-4404477 | Consulting | $8,479 |
Filed as: CHARLES SCHWAB AND CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $911 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $190,531 | $71,802+165.4% | $133,975+42.2% | $57,661+230.4% |
| Participation rate | 100.0% | 85.5%+14.5pp | 87.1%+12.9pp | 70.2%+29.8pp |
| Annual return | 8.93% | 13.51%-4.6pp | 29.29%-20.4pp | 5.13%+3.8pp |
| Employer contribution / active EE | $6,473 | $3,161+104.8% | $5,211+24.2% | $1,974+227.9% |
| Participant deferral / active EE | $9,994 | $4,606+117.0% | $6,282+59.1% | $3,061+226.6% |
| Admin fee / account holder | $453 | $88+416.5% | $9,324-95.1% | $95+379.0% |