Filings through .
Filed January 23, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $248,435 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BA Service code 49 · EIN 20-8764829 | Other Services | $79,724 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
24 funds of $250K or more; 20 lines in all, holding $40.4M of the plan's $42.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 64% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 13 vintages | $25.7M | 63.5% |
| Fidelity Large Cap Index Fund Fidelity (FMR) · Mutual fund Index | $2.9M | 7.2% |
| Van Eck Intl Inv Gold Fund Vanguard · Mutual fund | $1.9M | 4.6% |
| Morley Stable Value Fund Principal · Stable value Stable valueRecordkeeper's own fund | $1.3M | 3.3% |
| Principal Equity Income Fund Principal · Mutual fund Recordkeeper's own fund | $1.1M | 2.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 2.7% |
| Voya Intermediate Bond Fund Voya · Mutual fund | $1.0M | 2.6% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $893K | 2.2% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $806K | 2.0% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $738K | 1.8% |
Added 1 fund, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| DroppedFranklin Dynatech Fund | $3.0M |
| AddedFidelity Large Cap Index Fund | $2.9M |
| DroppedPgim Jennison Intl Opp R6 Fnd | $638K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.