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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO Service code 27 · EIN 41-0449260 | Advisory (Plan) | $97,332 |
NEWPORT GROUP, INC.2 years Service code 12 · EIN 27-2037969 | Direct payment from the plan; Partici... | $49,538 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 27 2423 E. LINCOLN DRIVE · PHOENIX, AZ 85016 | Advisory (Plan) | $15,790 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 27 9757 WILSHIRE BOULEVARD · BEVERLY HILLS, CA 90212 | Advisory (Plan) | $6,548 |
OPPENHEIMER2 years Filed as: OPPENHEIMER FUNDS Service code 27 10880 WILSHIRE BLVD · LOS ANGELES, CA 90024 | Advisory (Plan) | $5,604 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $321,316 | $155,795+106.2% | $136,298+135.7% | $69,634+361.4% |
| Participation rate | 100.0% | 75.2%+24.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 19.04% | 232464.33%-232445.3pp | 5156.27%-5137.2pp | 27572.26%-27553.2pp |
| Employer contribution / active EE | $13,405 | $2,991+348.2% | $4,696+185.5% | $2,032+559.6% |
| Participant deferral / active EE | $9,644 | $5,394+78.8% | $6,247+54.4% | $3,224+199.2% |
| Admin fee / account holder | $566 | $128+341.7% | $9,244-93.9% | $110+412.9% |