Filed April 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $4,330 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,425 | $53,345-37.3% | $121,098-72.4% | $74,419-55.1% |
| Participation rate | 48.2% | 60.0%-11.8pp | 69.5%-21.3pp | 70.7%-22.5pp |
| Annual return | 13.88% | 35.15%-21.3pp | 985.75%-971.9pp | 34.38%-20.5pp |
| Employer contribution / active EE | $1,598 | $1,898-15.8% | $4,164-61.6% | $2,637-39.4% |
| Participant deferral / active EE | $0 | $3,221-100.0% | $4,080-100.0% | $4,528-100.0% |
| Admin fee / account holder | $12 | $382-96.9% | $5,644-99.8% | $348-96.6% |