Filed December 14, 2020 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CERTIFIED ADVISORY CORP4 years Filed as: CERTIFIED FIN. GROUP INC. Service code 99 · EIN 33-0128386 | Other Fees | $22,500 |
LESLEY DEBUQUE3 years Filed as: LESLEY, THOMAS, SCHWARTZ & POSTMA Service code 99 · EIN 95-3864890 | Other Fees | $9,750 |
QBI, LLC2 years Service code 99 · EIN 11-1000111 | Other Fees | $6,615 |
MORNINGSTAR6+ years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $0 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: VOYA RETIREMENT INS. & ANNUITY CO. Service code 26 · EIN 71-0294708 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $227,231 | $73,638+208.6% | $95,964+136.8% | $73,497+209.2% |
| Participation rate | 99.2% | 76.2%+23.1pp | 77.1%+22.2pp | 70.7%+28.6pp |
| Annual return | 15.29% | 16.78%-1.5pp | 91.64%-76.4pp | 28.51%-13.2pp |
| Employer contribution / active EE | $10,544 | $1,863+465.9% | $2,541+314.9% | $2,270+364.5% |
| Participant deferral / active EE | $10,970 | $3,617+203.3% | $4,167+163.3% | $3,740+193.3% |
| Admin fee / account holder | $647 | $482+34.1% | $6,797-90.5% | $513+26.0% |