Filed November 3, 1994
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CASTLE WEALTH PLANNING, LLC4+ years Service code 27 · EIN 20-5334101 | Advisory (Plan) | $124,573 |
MILLIMAN, INC.4+ years Filed as: MILLIMAN Service code 15 · EIN 91-0675641 | Recordkeeping | $40,749 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $9,538 |
CHARLES SCHWAB & CO., INC.4+ years Service code 19 · EIN 94-1737782 | Securities Custodian | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,670 | $37,196+57.7% | $154,107-61.9% | $55,725+5.3% |
| Participation rate | 57.4% | 64.1%-6.6pp | 83.0%-25.6pp | 70.9%-13.4pp |
| Annual return | -6.17% | 1319.68%-1325.8pp | 735.12%-741.3pp | 244.93%-251.1pp |
| Employer contribution / active EE | $999 | $1,614-38.1% | $5,298-81.1% | $2,078-51.9% |
| Participant deferral / active EE | $3,481 | $2,068+68.3% | $5,081-31.5% | $3,356+3.7% |
| Admin fee / account holder | $605 | $102+495.6% | $13,411-95.5% | $115+425.4% |