Filed January 29, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO., INC. Service code 37 · EIN 04-2647786 | Loan Processing | $67,507 |
SAGEVIEW ADVISORY GROUP, LLC4 years Filed as: SAGEVIEW ADVISORY GROUP Service code 27 · EIN 33-0818667 | Advisory (Plan) | $44,000 |
MOSS ADAMS LLP6+ years Filed as: MOSS ADAMS Service code 10 · EIN 91-0189318 | Accounting | $19,425 |
TIAA6+ years Service code 15 · EIN 13-1624203 | Recordkeeping | $4,434 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,578 | $105,581+11.4% | $70,492+66.8% | $90,274+30.2% |
| Participation rate | 23.6% | 77.5%-54.0pp | 75.1%-51.5pp | 73.4%-49.8pp |
| Annual return | 13.40% | 14.78%-1.4pp | 109.16%-95.8pp | 53.97%-40.6pp |
| Employer contribution / active EE | $1,068 | $3,304-67.7% | $2,738-61.0% | $2,523-57.7% |
| Participant deferral / active EE | $1,054 | $3,813-72.4% | $3,711-71.6% | $4,231-75.1% |
| Admin fee / account holder | $72 | $68+7.0% | $3,848-98.1% | $114-36.6% |