Filed June 8, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $42,877 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 27 · EIN 43-1451524 | Advisory (Plan) | $15,628 |
ARMANINO LLP1 year Service code 10 · EIN 94-6214841 | Accounting | $14,011 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $167 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,498 | $99,957+13.5% | $149,696-24.2% | $73,488+54.4% |
| Participation rate | 84.9% | 75.7%+9.2pp | 82.5%+2.4pp | 70.7%+14.2pp |
| Annual return | 16.30% | 53.87%-37.6pp | 276.60%-260.3pp | 28.51%-12.2pp |
| Employer contribution / active EE | $4,998 | $3,191+56.6% | $4,644+7.6% | $2,270+120.2% |
| Participant deferral / active EE | $7,981 | $6,073+31.4% | $6,842+16.6% | $3,740+113.4% |
| Admin fee / account holder | $340 | $551-38.3% | $9,309-96.4% | $513-33.8% |