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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $117,204 |
MARSH & MCLENNAN AGENCY LLC9 years Filed as: MMA SECURITIES LLC Service code 27 PO BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $55,070 |
29 funds of $250K or more; 22 lines in all, holding $59.9M of the plan's $61.7M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 63% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $37.7M | 62.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $6.9M | 11.5% |
| Goldman Sachs Large Cap Growth Insights Fund Goldman Sachs · Mutual fund | $3.1M | 5.2% |
| Key Guaranteed Portfolio Fund Manager not matched · Insurance contract | $1.8M | 3.1% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.6M | 2.7% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.3M | 2.1% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $1.0M | 1.7% |
| Janus Henderson Triton Fund Class N Janus Henderson · Mutual fund | $888K | 1.5% |
| Empower Short Duration Bond Fund Institutional Class Empower · Mutual fund Recordkeeper's own fund | $723K | 1.2% |
| Victory Sycamore Established Value Fund Victory Capital · Mutual fund | $634K | 1.1% |
Added 2 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedCohen & Steers Real Estate Securities Fund Class Z | $335K |
| DroppedCohen & Steers Realty Income Fund Z | $314K |
| AddedLazard Emerging Markets Equity Advantage Portfolio R6 Shares | $288K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.