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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC8 years Service code 27 PO BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $90,099 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $87,388 |
26 funds of $250K or more; 22 lines in all, holding $49.5M of the plan's $50.9M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 60% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $29.9M | 60.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $5.9M | 12.0% |
| Goldman Sachs Large Cap Growth Insights Fund Goldman Sachs · Mutual fund | $3.0M | 6.0% |
| Key Guaranteed Portfolio Fund Manager not matched · Insurance contract | $2.1M | 4.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 3.0% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $916K | 1.9% |
| Janus Henderson Triton Fund Class N Janus Henderson · Mutual fund | $843K | 1.7% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $796K | 1.6% |
| Fidelity Advisor Small Cap Value Z Fund Fidelity (FMR) · Mutual fund | $645K | 1.3% |
| Victory Sycamore Established Value Fund Class I Victory Capital · Mutual fund | $583K | 1.2% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.