Filed March 14, 2022
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| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 94-2832299 | Investment Management | $420,878 |
Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $1,149 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC & AFFILIATE Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $541,366 | $89,739+503.3% | $149,721+261.6% | $62,293+769.1% |
| Participation rate | 94.6% | 85.1%+9.5pp | 87.1%+7.5pp | 69.5%+25.1pp |
| Annual return | 17.35% | 21.01%-3.7pp | 1501.67%-1484.3pp | 28.90%-11.6pp |
| Employer contribution / active EE | $24,536 | $3,233+658.9% | $5,444+350.7% | $2,042+1101.4% |
| Participant deferral / active EE | $12,356 | $4,797+157.6% | $6,568+88.1% | $3,169+289.9% |
| Admin fee / account holder | $2,013 | $551+265.1% | $11,282-82.2% | $479+319.9% |