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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $51,308 |
UNITED PLANNERS FINANCIAL SERVICES11+ years Service code 55 7333 E DOUBLETREE RANCH · SCOTTSDALE, AZ 85258 | Other Commissions | $45,919 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $19,877 |
SHORE TOMPKINS ACTUARIAL RESOURCES10+ years Service code 13 2 NORTH RIVERSIDE PLAZA, SUITE 1230 · CHICAGO, IL 60606 | Contract Administrator | $14,799 |
12 funds of $250K or more; 14 lines in all, holding $14.7M of the plan's $18.5M. From the 2025 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan U.S. Research Enhanced Equity Fund JPMorgan · Mutual fund | $2.4M | 16.4% |
| Goldman Sachs International Equity Income Fund Goldman Sachs · Mutual fund | $2.3M | 15.8% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $1.5M | 10.4% |
| New World Fund Inc Capital Group · Mutual fund | $1.5M | 10.2% |
| JPMorgan U.S. Value Fund JPMorgan · Mutual fund | $1.4M | 9.4% |
| Putnam Stable Value Fund Franklin Templeton · Insurance contract | $1.0M | 7.0% |
| Fidelity Puritan Fund Fidelity (FMR) · Mutual fund | $936K | 6.4% |
| Allspring Small Company Growth Fund Allspring · Mutual fund | $879K | 6.0% |
| Columbia Small Cap Value Discovery Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $667K | 4.5% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $651K | 4.4% |
Likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighPrincipal Small Cap Value Fund to Columbia Small Cap Value Discovery Fund | $578K to $667K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.