Retirement plan

WIND RIVER SYSTEMS, INC. 401(K) PLAN

Name: WIND RIVER SYSTEMS, INC. - WIND RIVER SYSTEMS, INC. 401(K) PLAN (2017) Form 5500
Creator: WIND RIVER SYSTEMS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WIND RIVER SYSTEMS, INC. 401(K) PLAN, WIND RIVER SYSTEMS, INC.

WIND RIVER SYSTEMS, INC.EIN 94-2873391Plan #001PY 2017

500 WIND RIVER WAY - ALAMEDA, CA 945011153510-748-4100

Prospect flagsFailed to transmit contributionsCorrective distributions

How to read this page

Total assets (EOY)

$193.7M

-1.1% from 2016

Total participants

922

+18.8% from 2016

Average account balance

$220,667

-15.9% from 2016

Annual return

20.04%

-6.28 pp from 2016

Benchmarks

See 2,615 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,615 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$314.08M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$353K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

890

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$13.08M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$26K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+20.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$14

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
ADVISORY CONSULTING GROUP LLC3+ years Filed as: ADVISORY CONSULTING GROUP, LLC Service code 16 · EIN 20-5926419	Consulting	$25,163
SILICON VALLEY ACCOUNTANCY CORP3+ years Filed as: SILICON VALLEY ACCOUNTANCY CORP. Service code 10 · EIN 77-0573994	Accounting	$14,796
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Service code 37 · EIN 04-2647786	Loan Processing	-$39,943

Plan features & details

Pension benefit codes2E2F2G2J2K2R2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Plan-level admin expenses are zero - fees are likely paid at the master-trust level rather than the individual plan.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SILICON VALLEY ACCOUNTANCY CORP.
Auditor EIN: 770573994
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$220,667

$155,795+41.6%

$136,298+61.9%

$69,634+216.9%

Participation rate

90.5%

75.2%+15.2pp

81.9%+8.6pp

70.7%+19.8pp

Annual return

20.04%

232464.33%-232444.3pp

5156.27%-5136.2pp

27572.26%-27552.2pp

Employer contribution / active EE

$4,262

$2,991+42.5%

$4,696-9.2%

$2,032+109.7%

Participant deferral / active EE

$14,545

$5,394+169.7%

$6,247+132.8%

$3,224+351.2%

Admin fee / account holder

-$5

$128-103.9%

$9,244-100.1%

$110-104.5%

Provider

Service type

Compensation

ADVISORY CONSULTING GROUP LLC3+ years

Filed as: ADVISORY CONSULTING GROUP, LLC

Service code 16 · EIN 20-5926419

Consulting

$25,163

SILICON VALLEY ACCOUNTANCY CORP3+ years

Filed as: SILICON VALLEY ACCOUNTANCY CORP.

Service code 10 · EIN 77-0573994

Accounting

$14,796

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$39,943

WIND RIVER SYSTEMS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WIND RIVER SYSTEMS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion