Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $207,584 |
Service code 28 · EIN 20-5926419 | Investment Management | $23,698 |
MILLER KAPLAN ARASE LLP2 years Filed as: MILLER KAPLAN ARASE & CO LLP Service code 10 · EIN 95-2036255 | Accounting | $11,000 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $2,596 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,242 | $78,852+29.7% | $76,768+33.2% | $75,289+35.8% |
| Participation rate | 74.1% | 85.0%-10.9pp | 77.0%-2.9pp | 72.4%+1.6pp |
| Annual return | -5.54% | -1.29%-4.3pp | 2.43%-8.0pp | -0.04%-5.5pp |
| Employer contribution / active EE | $3,090 | $2,794+10.6% | $2,485+24.3% | $2,405+28.5% |
| Participant deferral / active EE | $8,716 | $4,800+81.6% | $3,852+126.3% | $3,739+133.1% |
| Admin fee / account holder | $166 | $79+109.9% | $6,675-97.5% | $102+62.1% |