Retirement plan

KEKER & VAN NEST ASSOCIATES' 401(K) PLAN

Name: KEKER & VAN NEST - KEKER & VAN NEST ASSOCIATES' 401(K) PLAN (2020) Form 5500
Creator: KEKER & VAN NEST
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, KEKER & VAN NEST ASSOCIATES' 401(K) PLAN, KEKER & VAN NEST

KEKER & VAN NESTEIN 94-2789810Plan #003PY 2020

633 BATTERY ST. - SAN FRANCISCO, CA 94111415-391-5400keker.comLinkedIn51-200 employeeslaw practice

Other plans on this EIN

2 filings

#002Retirement-$103.4M assets #004Retirement-$10.8M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$6.7M

+19.3% from 2019

Total participants

-7.4% from 2019

Average account balance

$87,233

+22.4% from 2019

Annual return

12.82%

-0.82 pp from 2019

Benchmarks

See 26,422 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort26,422 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$9.29M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$79K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

118

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.00M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$24K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-16.91%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$9217

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$813K

$13118 / participant

Other / not subdivided$813K100.0%

% of EOY assets

12.109%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$87,233

$98,766-11.7%

$149,730-41.7%

$79,852+9.2%

Participation rate

82.3%

75.8%+6.5pp

82.5%-0.2pp

69.6%+12.6pp

Annual return

12.82%

27.43%-14.6pp

276.70%-263.9pp

31.72%-18.9pp

Employer contribution / active EE

$3,217-100.0%

$4,645-100.0%

$2,471-100.0%

Participant deferral / active EE

$18,860

$5,681+232.0%

$6,843+175.6%

$3,740+404.2%

Admin fee / account holder

$10,563

$6,052+74.5%

$9,310+13.5%

$5,306+99.1%

KEKER & VAN NEST ASSOCIATES' 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

KEKER & VAN NEST ASSOCIATES' 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion