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| Provider | Service type | Compensation |
|---|---|---|
MARIN FINANCIAL ADVISORS4+ years Service code 27 · EIN 38-3718954 | Advisory (Plan) | $60,000 |
JURIKA MILLS & KEIFER LLC1 year Service code 51 · EIN 05-0559462 | Investment Mgmt Fees | $46,955 |
WETHERBY ASSET MANAGEMENT1 year Service code 51 · EIN 94-3112753 | Investment Mgmt Fees | $31,603 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $20,325 |
MILLIMAN, INC.4+ years Service code 15 · EIN 91-0675641 | Recordkeeping | $16,511 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Direct payment from the plan; Securit... | $0 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 | Securities brokerage; Shareholder ser... | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB AND CO., INC. Service code 33 | Direct payment from the plan; Securit... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $461,092 | $73,102+530.8% | $123,544+273.2% | $56,287+719.2% |
| Participation rate | 96.7% | 74.3%+22.4pp | 82.3%+14.4pp | 69.9%+26.8pp |
| Annual return | -5.27% | 3.01%-8.3pp | 119.20%-124.5pp | -9.96%+4.7pp |
| Employer contribution / active EE | $17,663 | $2,977+493.3% | $4,628+281.7% | $2,111+736.7% |
| Participant deferral / active EE | $14,472 | $5,423+166.9% | $6,426+125.2% | $3,350+332.0% |
| Admin fee / account holder | $1,062 | $554+91.7% | $9,284-88.6% | $521+103.8% |