Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $43,356 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $2,555 |
17 funds of $250K or more; 38 lines in all, holding $19.7M of the plan's $20.3M. From the 2025 filing. Recordkeeper: UBS Financial Services.
Target-date series: American Funds Target Date, mutual fund, 2% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Blue Chip Growth K6 Fund Fidelity (FMR) · Mutual fund | $3.2M | 16.0% |
| Vanguard Info Tech Index Admiral Vanguard · Mutual fund Index | $2.5M | 12.7% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Mutual fund | $2.1M | 10.5% |
| Blackrock 60/40 Target Allocation Fund Class K BlackRock · Mutual fund | $1.7M | 8.5% |
| Blackrock 80/20 Target Allocation Fund Class K BlackRock · Mutual fund | $1.5M | 7.8% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $1.3M | 6.5% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.2M | 6.0% |
| Invesco Stable Asset - Adpz Invesco · Stable value Stable value | $537K | 2.7% |
| JPMorgan Core Bond Fund Class R6 JPMorgan · Mutual fund | $483K | 2.4% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 9 vintages | $448K | 2.3% |
Added 2 funds, dropped 2 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighNuveen Large Cap Growth Fund Class R6 to Fidelity Blue Chip Growth K6 Fund | $2.8M to $3.2M |
| DroppedInvesco Comstock Fund Class R6 | $1.2M |
| DroppedBlackrock MID CAP Growth Equity Portfolio Class K | $468K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.