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| Provider | Service type | Compensation |
|---|---|---|
BERGER ASSET MANAGEMENT INC3+ years Filed as: BERGER ASSET MANAGEMENT Service code 12 · EIN 77-0408038 701 EAST CANAL DRIVE · TURLOCK, CA 95380 | Claims processing | $25,999 |
MARK NARDELLA3+ years Filed as: MARK SHEPPARD Service code 12 · EIN 36-3145972 1020 10TH STREET · MODESTO, CA 95354 | Claims processing | $18,797 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 12 832 12TH STREET · MODESTO, CA 95354 | Claims processing | $10,929 |
M. BROOKS2 years Filed as: BROOKS GILL GROUP Service code 12 801 TENTH STREET · MODESTO, CA 95354 | Claims processing | $7,988 |
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 12 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Claims processing | $7,590 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,398 | $79,523+46.4% | $140,019-16.9% | $56,287+106.8% |
| Participation rate | 91.5% | 85.7%+5.8pp | 87.5%+4.0pp | 69.9%+21.7pp |
| Annual return | 4.02% | 2.39%+1.6pp | 651.15%-647.1pp | -9.96%+14.0pp |
| Employer contribution / active EE | $2,687 | $3,350-19.8% | $5,605-52.1% | $2,111+27.3% |
| Participant deferral / active EE | $4,498 | $5,129-12.3% | $6,927-35.1% | $3,350+34.3% |
| Admin fee / account holder | $715 | $614+16.4% | $10,705-93.3% | $521+37.3% |