Retirement plan

TRADITIONAL MEDICINALS, INC. PROFIT SHARING & RETIREMENT PLAN

Name: TRADITIONAL MEDICINALS, INC - TRADITIONAL MEDICINALS, INC. PROFIT SHARING & RETIREMENT PLAN (2017) Form 5500
Creator: TRADITIONAL MEDICINALS, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TRADITIONAL MEDICINALS, INC. PROFIT SHARING & RETIREMENT PLAN, TRADITIONAL MEDICINALS, INC

TRADITIONAL MEDICINALS, INCEIN 94-2613403Plan #001PY 2017

P.O. BOX 239 - COTATI, CA 94931707-664-5831traditionalmedicinals.comLinkedIn201-500 employeesfood & beverages

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed September 10, 2014

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$15.7M

+19.8% from 2016

Total participants

226

+8.1% from 2016

Average account balance

$69,307

+4.5% from 2016

Annual return

13.92%

+3.89 pp from 2016

Benchmarks

See 935 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort935 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.02M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$86K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

324

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.63M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+28.54%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$392

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
SECURIAN FINANCIAL SERVICES INC2+ years Filed as: SECURIAN FINANCIAL SERVICES Service code 12 400 ROBERT ST NORTH · ST. PAUL, MN 551012037	Claims processing; Consulting (pensio...	$24,501
SILICON VALLEY ACCOUNTANCY CORP1 year Service code 10 · EIN 77-0573994 3150 OLD ALMADEN RD #106 · SAN JOSE, CA 95118	Accounting	$14,526
FLYNN, SHOJINAGA & ASSOCIATES, INC.2+ years Service code 12 1320 HARBOR BAY PKWY · ALAMEDA, CA 94502	Participant communication; Consulting...	$12,845
WINTRUST INVESTMENTS LLC2+ years Filed as: WAYNE C DEUTSCHER Service code 22 3 WATERS PARK DRIVE · SAN MATEO, CA 94403	Insurance Broker	$7,993
AMERITAS LIFE INSURANCE CORP2+ years Service code 12 · EIN 47-0094800 5900 O STREET · LINCOLN, NE 68510	Consulting (general); Participant loa...	$5,180
MICHAEL F. YATES & COMPANY, INC.2+ years Filed as: MICHAEL A SCHMITZ Service code 22 3 WATERS PARK DRIVE · SAN MATEO, CA 94403	Insurance Broker	$1,998
MINNESOTA LIFE INSURANCE COMPANY2+ years Filed as: MINNESOTA MUTUAL LIFE INS COMPANY Service code 12 · EIN 41-0417830 P.O. BOX 64114 · ST. PAUL, MN 55164	Recordkeeping fees; Claims processing...	$180

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$33K

$208 / participant

Other / not subdivided$33K100.0%

% of EOY assets

0.213%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SILICON VALLEY ACCOUNTANCY CORP
Auditor EIN: 770573994
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$69,307

$50,385+37.6%

$75,501-8.2%

$62,293+11.3%

Participation rate

100.0%

67.7%+32.3pp

72.4%+27.6pp

69.5%+30.5pp

Annual return

13.92%

19.90%-6.0pp

27.35%-13.4pp

28.90%-15.0pp

Employer contribution / active EE

$3,424

$1,537+122.7%

$2,352+45.6%

$2,042+67.7%

Participant deferral / active EE

$5,076

$2,445+107.6%

$3,142+61.5%

$3,169+60.2%

Admin fee / account holder

$147

$384-61.6%

$5,801-97.5%

$479-69.3%

Provider

Service type

Compensation

SECURIAN FINANCIAL SERVICES INC2+ years

Filed as: SECURIAN FINANCIAL SERVICES

Service code 12

400 ROBERT ST NORTH · ST. PAUL, MN 551012037

Claims processing; Consulting (pensio...

$24,501

SILICON VALLEY ACCOUNTANCY CORP1 year

Service code 10 · EIN 77-0573994

3150 OLD ALMADEN RD #106 · SAN JOSE, CA 95118

Accounting

$14,526

FLYNN, SHOJINAGA & ASSOCIATES, INC.2+ years

Service code 12

1320 HARBOR BAY PKWY · ALAMEDA, CA 94502

Participant communication; Consulting...

$12,845

WINTRUST INVESTMENTS LLC2+ years

Filed as: WAYNE C DEUTSCHER

Service code 22

3 WATERS PARK DRIVE · SAN MATEO, CA 94403

Insurance Broker

$7,993

AMERITAS LIFE INSURANCE CORP2+ years

Service code 12 · EIN 47-0094800

5900 O STREET · LINCOLN, NE 68510

Consulting (general); Participant loa...

$5,180

MICHAEL F. YATES & COMPANY, INC.2+ years

Filed as: MICHAEL A SCHMITZ

Service code 22

3 WATERS PARK DRIVE · SAN MATEO, CA 94403

Insurance Broker

$1,998

MINNESOTA LIFE INSURANCE COMPANY2+ years

Filed as: MINNESOTA MUTUAL LIFE INS COMPANY

Service code 12 · EIN 41-0417830

P.O. BOX 64114 · ST. PAUL, MN 55164

Recordkeeping fees; Claims processing...

$180

TRADITIONAL MEDICINALS, INC. PROFIT SHARING & RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TRADITIONAL MEDICINALS, INC. PROFIT SHARING & RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion