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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $184,369 |
THE BANK OF NEW YORK MELLON4 years Filed as: BNY MELLON NATIONAL ASSOC Service code 26 · EIN 25-0659306 | Advisory (Participants) | $41,561 |
FIRST REPUBLIC INVESTMENT MANA5+ years Service code 26 · EIN 22-3623353 | Advisory (Participants) | $35,504 |
SOLARIS ADVISORS LLC5+ years Service code 26 · EIN 84-1734245 | Advisory (Participants) | $32,472 |
ASPIRIANT LLC2 years Service code 26 · EIN 26-1518255 | Advisory (Participants) | $19,182 |
Service code 26 · EIN 56-2326959 | Advisory (Participants) | $15,309 |
Filed as: NELSON ROBERTS INVESTMENT ADVI Service code 26 · EIN 12-7381251 | Advisory (Participants) | $14,087 |
SCHARF INVESTMENTS LLC5+ years Service code 26 · EIN 26-3775085 | Advisory (Participants) | $14,017 |
CALLAN ASSOCIATES5+ years Filed as: CALLAN CAPITAL LLC Service code 26 · EIN 20-8228510 | Advisory (Participants) | $13,783 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $13,130 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $256,497 | $101,523+152.6% | $141,200+81.7% | $77,775+229.8% |
| Participation rate | 94.5% | 77.4%+17.1pp | 82.5%+12.0pp | 73.2%+21.2pp |
| Annual return | 23.79% | 56.22%-32.4pp | 71.41%-47.6pp | 32.58%-8.8pp |
| Employer contribution / active EE | $8,094 | $3,341+142.3% | $4,736+70.9% | $2,504+223.2% |
| Participant deferral / active EE | $12,446 | $6,434+93.5% | $6,710+85.5% | $3,966+213.8% |
| Admin fee / account holder | $164 | $92+78.7% | $10,265-98.4% | $100+63.4% |