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| Provider | Service type | Compensation |
|---|---|---|
GENOVESE BURFORD & BROTHERS4+ years Filed as: GENOVESE BURFORD & BROTHERS WE Service code 26 · EIN 45-1546130 | Advisory (Participants) | $22,047 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $1,912 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,329 | $47,977+303.0% | $154,108+25.5% | $56,289+243.5% |
| Participation rate | 98.4% | 66.2%+32.2pp | 83.0%+15.3pp | 69.9%+28.5pp |
| Annual return | -3.49% | 3.54%-7.0pp | 735.21%-738.7pp | -9.96%+6.5pp |
| Employer contribution / active EE | $9,881 | $2,169+355.6% | $5,298+86.5% | $2,111+368.1% |
| Participant deferral / active EE | $6,678 | $2,392+179.2% | $5,081+31.4% | $3,350+99.4% |
| Admin fee / account holder | $140 | $438-68.1% | $13,411-99.0% | $521-73.2% |