Filed January 13, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $7,294 |
Filed as: MERRILL LYNCH LIFE AGENCY INC. Service code 49 | Other Services | $6,019 |
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $3,743 |
HICKS PENSION SERVICES1 year Filed as: HICKS PENSION SERVICES SLO Service code 15 · EIN 77-0155091 555 CHORRO STREET · SAN LUIS OBISPO, CA 93405 | Recordkeeping | $1,430 |
Filed as: MERRILL LYNCH LIFE AGENCY INC Service code 49 · EIN 13-2808480 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,852 | $46,173-67.8% | $170,442-91.3% | $69,631-78.7% |
| Participation rate | 68.9% | 63.9%+5.0pp | 83.6%-14.7pp | 70.7%-1.8pp |
| Annual return | 97.33% | 21.62%+75.7pp | 205.93%-108.6pp | 27571.02%-27473.7pp |
| Employer contribution / active EE | $504 | $1,610-68.7% | $5,433-90.7% | $2,032-75.2% |
| Participant deferral / active EE | $1,593 | $2,080-23.4% | $4,939-67.7% | $3,224-50.6% |
| Admin fee / account holder | $24 | $116-79.1% | $13,880-99.8% | $110-78.0% |