Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $40,563 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $15,654 |
ADP BROKER-DEALER8 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
17 funds of $250K or more; 23 lines in all, holding $17.9M of the plan's $18.1M. From the 2025 filing. Recordkeeper: UBS Financial Services.
Target-date series: American Funds Target Date, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $8.9M | 49.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.6M | 8.8% |
| MFS Growth Fund MFS (Sun Life) · Mutual fund | $1.4M | 7.6% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund | $1.2M | 6.9% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $1.0M | 5.8% |
| Invesco Stable Asset Fund Invesco · Stable value Stable value | $924K | 5.2% |
| New Perspective Fund Capital Group · Mutual fund | $502K | 2.8% |
| International Core Equity 2 Portfolio Institutional Class Dimensional · Mutual fund | $497K | 2.8% |
| Janus Henderson Balanced Fund Class N Janus Henderson · Mutual fund | $369K | 2.1% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $316K | 1.8% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedNyli MacKay High Yield Corporate Bond Fund | $285K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.