Filed December 5, 2012 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CARLSON QUINN3 years Filed as: CARLSON QUINN, INC. Service code 49 | Other Services | $36,423 |
Filed as: VOYA RETIREMENT INS & ANNUITY CO Service code 26 · EIN 71-0294708 | Advisory (Participants) | $4,674 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 99 · EIN 36-4317381 | Other Fees | $3,781 |
PEN-CAL ADMINISTRATORS1 year Filed as: PEN-CAL ADMINISTRATORS INC. Service code 26 · EIN 22-2000222 | Advisory (Participants) | $3,358 |
CARLSON QUINN3 years Service code 49 · EIN 94-3210526 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $170,438 | $100,227+70.1% | $169,993+0.3% | $74,419+129.0% |
| Participation rate | 97.1% | 87.3%+9.7pp | 87.0%+10.1pp | 70.7%+26.3pp |
| Annual return | 15.76% | 66.08%-50.3pp | 53.37%-37.6pp | 34.38%-18.6pp |
| Employer contribution / active EE | $10,305 | $4,263+141.7% | $6,785+51.9% | $2,637+290.7% |
| Participant deferral / active EE | $7,258 | $7,143+1.6% | $10,408-30.3% | $4,528+60.3% |
| Admin fee / account holder | $563 | $234+140.2% | $12,815-95.6% | $348+61.9% |