Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $289,993 |
HYAS GROUP, LLC2+ years Service code 70 · EIN 26-2924761 | Consulting Fees | $43,000 |
KIECKHAFER SCHIFFER LLP2+ years Filed as: KIECKHAFER, SCHIFFER & COMPANY Service code 10 · EIN 33-0688321 | Accounting | $21,500 |
BARRAN LIEBMAN LLP1 year Filed as: BARRAN LIEBMAN Service code 50 · EIN 93-1251627 | Direct Payment | $18,876 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,475 | $63,905+118.3% | $74,183+88.0% | $57,658+141.9% |
| Participation rate | 95.6% | 79.8%+15.8pp | 76.6%+18.9pp | 70.2%+25.3pp |
| Annual return | 6.80% | 60.60%-53.8pp | 17.74%-10.9pp | 5.13%+1.7pp |
| Employer contribution / active EE | $2,170 | $1,840+17.9% | $2,370-8.4% | $1,974+10.0% |
| Participant deferral / active EE | $14,640 | $3,448+324.6% | $3,550+312.4% | $3,061+378.3% |
| Admin fee / account holder | $372 | $91+308.3% | $5,586-93.3% | $95+293.4% |