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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $45,493 |
Filed as: ROEHL & YI INVESTMENTS ADVISORS Service code 27 · EIN 93-1249395 | Advisory (Plan) | $35,778 |
PENSION ASSURANCE LLP3 years Filed as: PENSION PLANNERS NORTHWEST Service code 49 · EIN 93-1160402 | Other Services | $13,850 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,035 | $73,404+18.6% | $87,104-0.1% | $67,579+28.8% |
| Participation rate | 88.2% | 80.9%+7.3pp | 76.9%+11.3pp | 71.3%+16.9pp |
| Annual return | 11.52% | 48.29%-36.8pp | 28.19%-16.7pp | 378.56%-367.0pp |
| Employer contribution / active EE | $1,413 | $2,014-29.9% | $2,521-44.0% | $2,148-34.2% |
| Participant deferral / active EE | $2,924 | $3,913-25.3% | $4,048-27.8% | $3,539-17.4% |
| Admin fee / account holder | $269 | $142+90.0% | $7,491-96.4% | $142+89.1% |