Filed October 1, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Recordkeeping ... | $116,462 |
TIAA8 years Service code 12 · EIN 13-1624203 | Recordkeeping and information managem... | $8,655 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,961 | $69,207+45.9% | $64,056+57.6% | $139,434-27.6% |
| Participation rate | 100.0% | 75.6%+24.4pp | 72.3%+27.7pp | 80.3%+19.7pp |
| Annual return | 12.72% | 45.88%-33.2pp | 33.69%-21.0pp | 372.94%-360.2pp |
| Employer contribution / active EE | $638,775 | $3,182+19974.0% | $2,747+23157.7% | $4,751+13345.7% |
| Participant deferral / active EE | $372,196 | $4,682+7850.2% | $3,880+9492.5% | $6,710+5446.7% |
| Admin fee / account holder | $139 | $4,244-96.7% | $3,068-95.5% | $11,403-98.8% |