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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $61,536 |
GOLDMAN SACHS4+ years Filed as: VISTA CAPITAL PARTNERS INC Service code 27 · EIN 93-1307808 | Advisory (Plan) | $55,717 |
Service code 27 · EIN 93-0646988 | Advisory (Plan) | $43,034 |
AUXIER ASSET MANAGEMENT LLC4+ years Service code 27 · EIN 93-1248453 | Advisory (Plan) | $23,026 |
VISION CAPITAL MANAGEMENT INC.4+ years Service code 27 · EIN 93-1270204 | Advisory (Plan) | $16,618 |
Filed as: SIGMA INVESTMENT MANAGEMENT CO. Service code 27 · EIN 93-1092508 | Advisory (Plan) | $12,911 |
HYAS GROUP, LLC3 years Filed as: HYAS GROUP LLC Service code 51 · EIN 26-2924761 | Investment Mgmt Fees | $12,759 |
SCOTT CONYERS CAPITAL MANAGEMENT4+ years Service code 27 · EIN 93-1061880 | Advisory (Plan) | $11,867 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $390,140 | $73,102+433.7% | $123,553+215.8% | $56,289+593.1% |
| Participation rate | 100.0% | 74.3%+25.7pp | 82.3%+17.7pp | 69.9%+30.1pp |
| Annual return | -4.11% | 3.01%-7.1pp | 119.21%-123.3pp | -9.96%+5.8pp |
| Employer contribution / active EE | $13,269 | $2,977+345.7% | $4,628+186.7% | $2,111+528.5% |
| Participant deferral / active EE | $10,212 | $5,423+88.3% | $6,426+58.9% | $3,350+204.8% |
| Admin fee / account holder | $1,234 | $554+122.8% | $9,284-86.7% | $521+136.8% |