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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES9+ years Service code 15 · EIN 43-0345811 | Recordkeeping | $30,111 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $19,117 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,688 | $51,283+74.9% | $95,740-6.3% | $71,511+25.4% |
| Participation rate | 95.0% | 63.1%+32.0pp | 72.3%+22.8pp | 67.9%+27.1pp |
| Annual return | 19.78% | 25.25%-5.5pp | 28.41%-8.6pp | 28.86%-9.1pp |
| Employer contribution / active EE | $2,450 | $1,817+34.8% | $2,836-13.6% | $2,589-5.4% |
| Participant deferral / active EE | $10,919 | $3,365+224.5% | $4,244+157.3% | $4,291+154.5% |
| Admin fee / account holder | $263 | $1,135-76.9% | $5,676-95.4% | $1,588-83.5% |