Filed July 13, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $85,911 |
Service code 37 · EIN 04-2647786 | Loan Processing | $29,860 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $19,984 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,676 | $122,693-61.1% | $184,203-74.1% | $199,593-76.1% |
| Participation rate | 63.9% | 86.8%-22.9pp | 86.8%-22.9pp | 72.0%-8.1pp |
| Annual return | 15.27% | 143.91%-128.6pp | 28.81%-13.5pp | 34.25%-19.0pp |
| Employer contribution / active EE | $2,336 | $4,584-49.0% | $6,427-63.7% | $3,034-23.0% |
| Participant deferral / active EE | $4,686 | $7,990-41.4% | $9,131-48.7% | $5,087-7.9% |
| Admin fee / account holder | $102 | $121-15.4% | $13,901-99.3% | $269-62.1% |