Filed October 8, 2014 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $276,171 |
PACIFIC PORTFOLIO CONSULTING2 years Filed as: PACIFIC PORTFOLIO CONSULTING, LLC Service code 28 · EIN 20-3431077 | Investment Management | $67,000 |
BDO USA, LLP2 years Filed as: BDO USA Service code 10 3601 C STREET · ANCHORAGE, AK 99503 | Accounting | $40,750 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,833 | $44,897-4.6% | $85,009-49.6% | $199,768-78.6% |
| Participation rate | 89.5% | 45.7%+43.8pp | 67.5%+22.0pp | 72.0%+17.5pp |
| Annual return | 11.86% | 20.96%-9.1pp | 66.47%-54.6pp | 34.26%-22.4pp |
| Employer contribution / active EE | $2,505 | $1,365+83.5% | $2,728-8.2% | $3,037-17.5% |
| Participant deferral / active EE | $4,791 | $2,668+79.6% | $4,522+6.0% | $5,090-5.9% |
| Admin fee / account holder | $106 | $584-81.9% | $6,153-98.3% | $269-60.6% |