Filed January 30, 2020 (most recent of 3 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FIRST NATIONAL BANK OF OMAHA4+ years Filed as: FIRST NATIONAL BANK OMAHA Service code 19 · EIN 47-0259043 | Securities Custodian | $785,488 |
MERCER1 year Filed as: MERCER US INC Service code 13 1166 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Contract Administrator | $363,478 |
MILLIMAN, INC.3 years Filed as: MILLIMAN Service code 15 · EIN 91-0675641 | Recordkeeping | $255,680 |
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS FARGO Service code 28 · EIN 47-6132655 | Investment Management | $250,228 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $41,095 |
SILVERSTONE GROUP1 year Service code 13 825 THIRD AVE · NEW YORK, NY 10022 | Contract Administrator | $26,825 |
Filed as: GALLAGHER BENEFIT SERVICES INC Service code 13 · EIN 36-4291971 | Contract Administrator | $25,080 |
KPMG LLP2 years Filed as: KPMG, LLP Service code 10 · EIN 13-5565207 | Accounting | $8,400 |
Filed as: KESTRA ADVISORY SERVICES Service code 27 · EIN 47-1566880 | Advisory (Plan) | $5,040 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $268,191-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 87.6%-87.6pp | 0.0%0pp |
| Annual return | -82.26% | -10.33%-71.9pp | -5.54%-76.7pp | -10.33%-71.9pp |
| Employer contribution / active EE | $116 | $13,491-99.1% | $17,350-99.3% | $13,491-99.1% |
| Participant deferral / active EE | $0 | $258-100.0% | $2,151-100.0% | $258-100.0% |
| Admin fee / account holder | $0 | $0 | $3,454-100.0% | - |