Retirement plan

PROLIANCE SURGEONS, INC., P.S. 401(K) PROFIT SHARING PLAN AND TRUST

Name: PROLIANCE SURGEONS, INC., P.S. - PROLIANCE SURGEONS, INC., P.S. 401(K) PROFIT SHARING PLAN AND TRUST (2017) Form 5500
Creator: PROLIANCE SURGEONS, INC., P.S.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PROLIANCE SURGEONS, INC., P.S. 401(K) PROFIT SHARING PLAN AND TRUST, PROLIANCE SURGEONS, INC., P.S.

PROLIANCE SURGEONS, INC., P.S.EIN 91-1606533Plan #001PY 2017

805 MADISON STREET, SUITE 901 - SEATTLE, WA 98104206-838-2575proliancesurgeons.comLinkedIn1001-5000 employeesmedical practice

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed October 5, 2009

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$391.5M

-9.7% from 2016

Total participants

2,861

-12.0% from 2016

Average account balance

$161,528

-7.7% from 2016

Annual return

22.42%

-7.04 pp from 2016

Benchmarks

See 1,308 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,308 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$516.80M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$181K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,853

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$22.89M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.51%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$173

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
RBC WEALTH MANAGEMENT3+ years Service code 26 · EIN 41-1416330	Advisory (Participants)	$156,250
TRAUTMANN MAHER & ASSOCIATES3+ years Filed as: TRAUTMANN, MAHER & ASSOC. Service code 15 · EIN 91-1526584	Recordkeeping	$143,955
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 28 · EIN 42-1558009	Investment Management	$87,368
MATRIX TRUST COMPANY2 years Filed as: MATRIX TRUST CO. Service code 19 · EIN 75-3182674	Securities Custodian	$73,014
MOSS ADAMS LLP3+ years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318	Accounting	$21,004
THORSON BARNETT & MCDONALD, P.C.3+ years Service code 29 · EIN 91-1608561	Legal	$1,942

Plan features & details

Pension benefit codes2E2F2J2K3F

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$484K

$207 / participant

Investment mgmt$317K65.5%
Other / not subdivided$167K34.5%

% of EOY assets

0.124%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MOSS ADAMS, LLP
Auditor EIN: 910189318
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$161,528

$44,989+259.0%

$170,435-5.2%

$77,958+107.2%

Participation rate

81.3%

64.6%+16.7pp

83.6%-2.3pp

71.6%+9.7pp

Annual return

22.42%

19.61%+2.8pp

205.94%-183.5pp

20.87%+1.6pp

Employer contribution / active EE

$5,846

$1,466+298.7%

$5,432+7.6%

$2,310+153.0%

Participant deferral / active EE

$4,465

$2,208+102.2%

$4,939-9.6%

$3,537+26.2%

Admin fee / account holder

$199

$69+189.3%

$13,881-98.6%

$97+104.8%

Provider

Service type

Compensation

RBC WEALTH MANAGEMENT3+ years

Service code 26 · EIN 41-1416330

Advisory (Participants)

$156,250

TRAUTMANN MAHER & ASSOCIATES3+ years

Filed as: TRAUTMANN, MAHER & ASSOC.

Service code 15 · EIN 91-1526584

Recordkeeping

$143,955

CHARLES SCHWAB & CO., INC.3+ years

Filed as: CHARLES SCHWAB

Service code 28 · EIN 42-1558009

Investment Management

$87,368

MATRIX TRUST COMPANY2 years

Filed as: MATRIX TRUST CO.

Service code 19 · EIN 75-3182674

Securities Custodian

$73,014

MOSS ADAMS LLP3+ years

Filed as: MOSS ADAMS, LLP

Service code 10 · EIN 91-0189318

Accounting

$21,004

THORSON BARNETT & MCDONALD, P.C.3+ years

Service code 29 · EIN 91-1608561

Legal

$1,942

PROLIANCE SURGEONS, INC., P.S. 401(K) PROFIT SHARING PLAN AND TRUST

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PROLIANCE SURGEONS, INC., P.S. 401(K) PROFIT SHARING PLAN AND TRUST

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion