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| Provider | Service type | Compensation |
|---|---|---|
UNITED PLANNERS FINANCIAL SERVICES10+ years Service code 27 · EIN 86-0588303 7333 E DOUBLETREE RANCH ST 120 · SCOTTSDALE, AZ 85258 | Advisory (Plan) | $42,170 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $38,916 |
PENSION PLAN SPECIALISTS, PC3 years Filed as: PENSION PLAN SPECIALISTS Service code 13 805 BROADWAY ST STE 600 · VANCOUVER, WA 98660 | Contract Administrator | $16,100 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $4,125 |
16 funds of $250K or more; 25 lines in all, holding $14.8M of the plan's $15.0M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 11% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Empower Empower SDB Empower · Other Recordkeeper's own fund | $2.4M | 16.0% |
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $1.9M | 12.5% |
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 8 vintages | $1.6M | 10.7% |
| e) Put Manager not matched · Other | $1.3M | 9.0% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.1M | 7.1% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $935K | 6.3% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $902K | 6.1% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $843K | 5.7% |
| Vanguard Information Technology Index Adm 0 Vanguard · Mutual fund Index | $656K | 4.4% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $479K | 3.2% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.