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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC2 years Filed as: SECURITIES AMERICA ADVISOR INC Service code 27 · EIN 47-0648506 | Advisory (Plan) | $22,669 |
Filed as: ANASTASI MOORE & MARTIN PLLC Service code 10 · EIN 20-8149084 | Accounting | $7,250 |
Service code 37 · EIN 04-2647786 | Loan Processing | $960 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,570 | $72,639+13.7% | $90,766-9.0% | $66,949+23.3% |
| Participation rate | 41.4% | 73.7%-32.3pp | 75.7%-34.3pp | 69.8%-28.5pp |
| Annual return | -15.37% | -12.28%-3.1pp | -12.16%-3.2pp | 1.57%-16.9pp |
| Employer contribution / active EE | $411 | $2,369-82.7% | $2,922-85.9% | $2,545-83.9% |
| Participant deferral / active EE | $3,362 | $3,979-15.5% | $4,565-26.3% | $4,239-20.7% |
| Admin fee / account holder | $459 | $708-35.1% | $8,446-94.6% | $594-22.6% |