Filed December 18, 2025 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $72,211 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,101 | $43,110-48.7% | $156,551-85.9% | $65,292-66.1% |
| Participation rate | 61.1% | 69.3%-8.2pp | 84.0%-22.9pp | 72.4%-11.3pp |
| Annual return | 6.27% | 11.24%-5.0pp | 32.23%-26.0pp | 11.84%-5.6pp |
| Employer contribution / active EE | $3,564 | $1,702+109.4% | $5,501-35.2% | $2,302+54.8% |
| Participant deferral / active EE | $0 | $2,520-100.0% | $4,871-100.0% | $3,579-100.0% |
| Admin fee / account holder | $11 | $47-76.2% | $13,028-99.9% | $57-80.4% |