Filed May 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DUNCAN & HALEY LTD5+ years Service code 27 · EIN 02-0532349 | Advisory (Plan) | $40,000 |
NORTHWEST PLAN SERVICES, INC.4+ years Service code 13 · EIN 91-2090931 | Contract Administrator | $16,589 |
MATRIX TRUST COMPANY4+ years Service code 19 · EIN 75-3182674 | Securities Custodian | $14,955 |
CLIFTONLARSONALLEN LLP4+ years Filed as: CLIFTON LARSEN ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $14,600 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $258,534 | $54,762+372.1% | $90,281+186.4% | $72,985+254.2% |
| Participation rate | 97.5% | 65.1%+32.4pp | 73.3%+24.2pp | 69.5%+28.0pp |
| Annual return | 21.42% | 30.63%-9.2pp | 78.10%-56.7pp | 81.00%-59.6pp |
| Employer contribution / active EE | $10,107 | $2,092+383.0% | $2,854+254.1% | $2,440+314.3% |
| Participant deferral / active EE | $10,883 | $2,887+277.0% | $3,885+180.1% | $3,607+201.7% |
| Admin fee / account holder | $673 | $3,972-83.1% | $5,351-87.4% | $5,124-86.9% |