Retirement plan

PEDIATRIC ASSOCIATES, INC. PS 401(K) PROFIT SHARING PLAN

Name: PEDIATRIC ASSOCIATES, INC. PS - PEDIATRIC ASSOCIATES, INC. PS 401(K) PROFIT SHARING PLAN (2016) Form 5500
Creator: PEDIATRIC ASSOCIATES, INC. PS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PEDIATRIC ASSOCIATES, INC. PS 401(K) PROFIT SHARING PLAN, PEDIATRIC ASSOCIATES, INC. PS

PEDIATRIC ASSOCIATES, INC. PSEIN 91-0846502Plan #001PY 2016

14711 NE 29TH PLACE SUITE 255 - BELLEVUE, WA 98007425-827-4600LinkedIn11-50 employeesmedical practice

Prospect flagsLow returnsHigh fees

How to read this page

Total assets (EOY)

$44.5M

No prior year

Total participants

346

No prior year

Average account balance

$128,573

No prior year

Annual return

-5.83%

No prior year

Benchmarks

See 3,733 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,733 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$86.90M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$171K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

507

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.25M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+24.97%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$580

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
SLOY DAHL & HOLST1+ years Service code 26 · EIN 93-0989022	Advisory (Participants)	$179,760
SPECTRUM PENSION CONSULTANTS, INC.1+ years Service code 13 · EIN 91-1035498	Contract Administrator	$55,869
ALTA TRUST1+ years Filed as: ALTA TRUST CO Service code 26 101 S. MAIN AVE, SUITE 310 · SOUIX FALLS, SD 57104	Advisory (Participants)	$6,000

Plan features & details

Pension benefit codes2A2E2F2H2J2K2R

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$242K

$842 / participant

Other / not subdivided$242K100.0%

% of EOY assets

0.543%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SWEENEY CONRAD PS
Auditor EIN: 911031672
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$128,573

$36,916+248.3%

$156,551-17.9%

$57,658+123.0%

Participation rate

100.0%

63.4%+36.6pp

84.0%+16.0pp

70.2%+29.8pp

Annual return

-5.83%

12.38%-18.2pp

32.23%-38.1pp

5.13%-11.0pp

Employer contribution / active EE

$7,549

$1,571+380.7%

$5,501+37.2%

$1,974+282.5%

Participant deferral / active EE

$6,960

$1,926+261.4%

$4,871+42.9%

$3,061+127.4%

Admin fee / account holder

$698

$82+746.6%

$13,028-94.6%

$95+638.7%

Provider

Service type

Compensation

SLOY DAHL & HOLST1+ years

Service code 26 · EIN 93-0989022

Advisory (Participants)

$179,760

SPECTRUM PENSION CONSULTANTS, INC.1+ years

Service code 13 · EIN 91-1035498

Contract Administrator

$55,869

ALTA TRUST1+ years

Filed as: ALTA TRUST CO

Service code 26

101 S. MAIN AVE, SUITE 310 · SOUIX FALLS, SD 57104

Advisory (Participants)

$6,000

PEDIATRIC ASSOCIATES, INC. PS 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PEDIATRIC ASSOCIATES, INC. PS 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion