Retirement plan

HASELWOOD AUTO GROUP 401(K) PLAN

Name: HASELWOOD AUTO GROUP - HASELWOOD AUTO GROUP 401(K) PLAN (2017) Form 5500
Creator: HASELWOOD AUTO GROUP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HASELWOOD AUTO GROUP 401(K) PLAN, HASELWOOD AUTO GROUP

HASELWOOD AUTO GROUPEIN 91-0782497Plan #001PY 2017

515 WEST HILLS BLVD. - BREMERTON, WA 98312360-473-1635westhillsautoplex.comLinkedIn501-1000 employeesautomotive

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$12.7M

+31.2% from 2016

Total participants

585

+20.9% from 2016

Average account balance

$24,147

-3.2% from 2016

Annual return

21.69%

+6.60 pp from 2016

Benchmarks

See 1,218 peers

Peer group

Industry44 - Retail Trade

Plan typeDefined contribution

Participants250-999

Cohort1,218 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$31.38M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$51K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

613

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

74.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.66M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.81%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$314

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
LINCOLN NATIONAL CORPORATION1 year Service code 13 · EIN 35-0472300 P.O. BOX 7877 · FT. WAYNE, IN 46802	Contract Administrator	$59,892
PANAGIOTU PENSION ADVISORS, INC.1 year Filed as: PANAGIOTU PENSION ADVISORS Service code 13 · EIN 91-1463664 7350 CIRQUE DR. W STE. 201 · UNIVERSITY PLACE, WA 98467	Contract Administrator	$7,400
BAC CAPITAL ADVISORS, LLC3+ years Filed as: BAC CAPITAL ADVISORS Service code 26 1200 FIFTH AVENUE, SUITE 1100 · SEATTLE, WA 98101	Advisory (Participants)	$0
BENEFIT ADMINISTRATION, INC.3+ years Filed as: BENEFIT ADMINISTRATION CO Service code 64 · EIN 91-1999591	Recordkeeping Fees	$0
NATIONAL FINANCIAL SERVICES3+ years Service code 19 · EIN 04-3523567	Securities Custodian	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$75K

$187 / participant

Investment mgmt$75K100.0%

% of EOY assets

0.592%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: PETERSON SULLIVAN LLP
Auditor EIN: 910605875
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$24,147

$48,064-49.8%

$78,778-69.3%

$69,631-65.3%

Participation rate

85.6%

61.6%+24.0pp

69.2%+16.4pp

70.7%+14.9pp

Annual return

21.69%

21.81%-0.1pp

35.62%-13.9pp

27571.02%-27549.3pp

Employer contribution / active EE

$1,266

$744+70.3%

$1,986-36.2%

$2,032-37.7%

Participant deferral / active EE

$4,642

$2,079+123.3%

$2,958+56.9%

$3,224+44.0%

Admin fee / account holder

$143

$152-5.9%

$5,134-97.2%

$110+29.5%

Provider

Service type

Compensation

LINCOLN NATIONAL CORPORATION1 year

Service code 13 · EIN 35-0472300

P.O. BOX 7877 · FT. WAYNE, IN 46802

Contract Administrator

$59,892

PANAGIOTU PENSION ADVISORS, INC.1 year

Filed as: PANAGIOTU PENSION ADVISORS

Service code 13 · EIN 91-1463664

7350 CIRQUE DR. W STE. 201 · UNIVERSITY PLACE, WA 98467

Contract Administrator

$7,400

BAC CAPITAL ADVISORS, LLC3+ years

Filed as: BAC CAPITAL ADVISORS

Service code 26

1200 FIFTH AVENUE, SUITE 1100 · SEATTLE, WA 98101

Advisory (Participants)

BENEFIT ADMINISTRATION, INC.3+ years

Filed as: BENEFIT ADMINISTRATION CO

Service code 64 · EIN 91-1999591

Recordkeeping Fees

NATIONAL FINANCIAL SERVICES3+ years

Service code 19 · EIN 04-3523567

Securities Custodian

HASELWOOD AUTO GROUP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HASELWOOD AUTO GROUP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion