Filed April 1, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 47-1411118 | Investment Management | $18,750 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $6,605 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $228 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,762 | $65,390-20.8% | $169,368-69.4% | $71,457-27.6% |
| Participation rate | 83.6% | 67.0%+16.6pp | 77.1%+6.4pp | 67.9%+15.7pp |
| Annual return | 19.61% | 21.31%-1.7pp | 405.60%-386.0pp | 28.85%-9.2pp |
| Employer contribution / active EE | $4 | $2,079-99.8% | $4,013-99.9% | $2,588-99.9% |
| Participant deferral / active EE | $5,443 | $4,367+24.6% | $6,221-12.5% | $4,289+26.9% |
| Admin fee / account holder | $117 | $1,324-91.1% | $9,003-98.7% | $1,587-92.6% |